This key annual conference attracted 600 people to the face-to-face event, followed by more than 33,000 views of virtual sessions the following week. The programme covered topics including: Money laundering The SQE and what it means for your firm Innovation and technology – how can technology help firms spot risks and comply with regulatory obligations…
The Bar Standards Board of England and Wales moves to the next step of its project to ensure barristers practices comply with the Bar transparency rules.
The Bar Standards Board is beginning the next phase of its work regarding the Bar transparency rules which came into force in July 2019. This involves ensuring all barristers’ practices comply. The Bar transparency rules are designed to help the public make informed decisions about barristers’ services and improve the information available to the public before they…
Regulating Law Firms from the Inside: The Role of Compliance Officers for Legal Practice in England and Wales
Following the Legal Services Act 2007, which permitted the delivery of legal services through Alternative Business Structures (ABS), the Solicitors Regulation Authority required all regulated legal service firms to appoint Compliance Officers for Legal Practice (COLPs). COLPs are charged with taking reasonable steps to ensure that firms comply with their obligations, which entails interpreting what…