England and Australia have abandoned self-regulation of the legal profession yet Canadian law societies continue to function on this basis. This article argues that the self-regulatory model on which the Law Society of Ontario (the “LSO”) operates represents an inadequate form of governance in terms of the accountability it yields. When compared to other organizations, including law societies…
Solicitors Regulation Authority urges caution over new legal business partners in the UK
Solicitors have been urged to make sure that the credentials of people approaching their firm to offer business expansion are genuine. We have received two recent reports of firms branching out into different work areas, but the reality was that new colleagues had infiltrated the firm to defraud clients. The incidents have led to potential…
Solicitors Regulation Authority Assessment Organisation Appointed
The SRA has appointed Kaplan as the assessment organisation to develop and run the Solicitors Qualifying Examination (SQE). Selected following a rigorous, year-long process, Kaplan provides education, training and assessment across professional services, including in law, financial services, accountancy and banking. It has direct experience of assessment within the legal sector in England and Wales…
Regulating Law Firms from the Inside: The Role of Compliance Officers for Legal Practice in England and Wales
Following the Legal Services Act 2007, which permitted the delivery of legal services through Alternative Business Structures (ABS), the Solicitors Regulation Authority required all regulated legal service firms to appoint Compliance Officers for Legal Practice (COLPs). COLPs are charged with taking reasonable steps to ensure that firms comply with their obligations, which entails interpreting what…
Bar Standards Board shares good practice for barristers and advice for clients on consumer feedback
The Bar Standards Board (BSB) has today published new guidance that aims to encourage barristers to follow good practice when they receive feedback from their clients. It has also published a guide for the public about using and leaving feedback about barristers’ services. Along with the other legal regulators, the BSB was asked by the Competition and Markets Authority…
Bar Standards Board explains how it assures competence at the Bar
Following its decision last year not to implement the Quality Assurance Scheme for Advocates (QASA), the Bar Standards Board (BSB) has today published more detail about how it assures the competence of barristers. The approach reflects the BSB’s move in the last few years to become a more risk- and evidence-based regulator that takes better targeted action to maintain…
SRA consultation on protecting the users of legal services
The SRA has launched a consultation on “Protecting the users of legal services: balancing cost and access to legal services”. While most people are happy with the service they receive from solicitors and regulated law firms, things can and do go wrong. It is crucial that the public can trust that when things go wrong…
Solicitors Regulation Authority publishes research on trainee salaries
The SRA has released a new impact assessment looking at the deregulation of the prescribed SRA minimum salary for trainees. In 2014, the SRA removed the minimum salary levels for trainee solicitors. The previous levels of prescribed salary were replaced with a requirement for trainees to be paid at least the national minimum or living wage,…
Computer Systems Fit for the Legal Profession?
Abstract This essay aims to contribute robust grounds to question the Susskinds’ influential, consequentialist logic when it comes to the legitimacy criteria for wholesale automation in the legal profession. It does so by questioning their minimalist understanding of the professions. If it is our commitment to moral equality that is at stake every time lawyers…
Impact evaluation of Solicitors Regulation Authority’s regulatory reform programme
The SRA has delivered significant regulatory reform to the legal market in recent years, key developments have included the introduction of: Alternative Business Structures (ABSs) in 2012 Multi-Disciplinary Practices (MDPs) in 2014 the reformed separate business rule in 2015 To help the SRA understand the early impact of these changes, including identifying evidence of any…